We put our clients’ interests first.
Here you will find the required Securities Exchange Commission (SEC) Disclosure Documentation for GGM Wealth Advisors. We manage over $265 million for more than 150 individual investors, corporations, pension plans and foundations. We make buy and sell decisions for our clients, but do not hold their assets. Assets are held in custodial accounts in the client’s name at Charles Schwab and Company, Inc., one of the nation’s most respected custodians, administering more than $1.3 trillion in client assets.
The SEC Form ADV is a form filed by Registered Investment Advisors (RIA) and contains information about assets under management, types of fee arrangements, advisor backgrounds, and a firm balance sheet.
If you have any questions regarding these documents, call us at 410.685.9685.